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REGULATION & INVESTOR INFORMATION

Clear structures.Clear responsibilities.

Alphinox provides investment-management and fund-management services through regulated Latvian entities.

This page explains which entity is responsible for each activity, how client investments are held, and provides the key policies and information relevant to investors.

OUR REGULATED ENTITIES

Two entities. Distinct responsibilities.

Alphinox provides investment-management and fund-management services through two regulated Latvian entities, each with a clear and distinct role.

Alphinox Quality AS

Investment firm

Provides individually managed portfolio services and investment advice.

Supervised by Latvijas Banka.

Investment-services licence
06.06.08.717/533
Valid from
13 July 2021
Registration number
40203180478
Registered office
Dzirnavu iela 42, Rīga, LV-1010, Latvia
View Latvijas Banka register

Alphinox Fund Management AIFP SIA

Alternative investment fund manager

Manages alternative investment funds, including Alphinox NB8 obligāciju fonds AIF.

Supervised by Latvijas Banka.

AIFM licence
001.2-01.1/2025/1
Valid from
15 January 2025
Registration number
40203606145
Registered office
Dzirnavu iela 42, Rīga, LV-1010, Latvia
View Latvijas Banka register

INVESTMENT STRUCTURES

How investments are held

The structure depends on the type of investment.

Individually managed portfolios

Client securities and cash remain in the client’s own account with the custodian bank. Alphinox Quality manages the portfolio under the agreed mandate.

Client
Custodian bank
Portfolio assets

Alphinox Quality
Portfolio manager under mandate

Fund investments

For fund investments, the investor owns units in the relevant fund rather than the underlying securities directly.

Investor
NB8 Bond Fund
Portfolio investments

Alphinox Fund Management
Fund manager

Signet Bank
Custodian

KEY POLICIES

Policies and investor information

Key policies and practical information relevant to investors.

CONTACT

Questions about the applicable entity or investment structure?

Alphinox
Dzirnavu iela 42
Rīga, LV-1010
Latvia

info@alphinox.com
+371 67808975

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